FORM 4/A
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||
|
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
James Joshua G C/O DOMO, INC. 772 EAST UTAH VALLEY DRIVE AMERICAN FORK, UT84003 |
|
X |
|
|
Cocolalla, LLC C/O DOMO, INC. 772 EAST UTAH VALLEY DRIVE AMERICAN FORK, UT84003 |
|
X |
|
Signatures
/s/ Adam Gerulat, attorney-in-fact | 2023-03-31 |
**Signature of Reporting Person | Date |
Explanation of Responses:
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date. |
(2) | The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.41 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
(3) | The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.52 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
(4) | Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC. |
Attachments
Disclaimer
Domo Inc. published this content on 31 March 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 March 2023 23:28:51 UTC.